Search for: "Registration Private (3)"
Results 1 - 20
of 4,723
Sorted by Relevance
|
Sort by Date
16 May 2023, 8:09 pm
We are pleased to announce that registration is now open for the 9th Journal of Private International Law Conference. [read post]
31 Jan 2019, 2:19 pm
The two most common exemptions are Sections 3(c)(1) and 3(c)(7). [read post]
23 Aug 2011, 9:23 pm
Previously, I have written about the fact that even when a private fund manager may be exempt from SEC registration, it still may be subject to a registration requirement with its own home state. [read post]
23 Oct 2023, 11:00 pm
Registration Statement on Form F-3 Preparation Ready your FPI client to file this short-form registration statement for a securities offering. [read post]
12 Jan 2012, 11:51 am
An administrative order by the Indiana Securities Division extends a 2008 policy statement on private equity/venture capital funds and investment adviser registration by providing a post-Dodd-Frank Act IA registration exemption for the funds following that Act's elimination of the Section 203(b)(3) de minimis exemption for investment advisers.Effective January 9, 2012 and until the Division can adopt a rule for these funds, no enforcement action will be taken… [read post]
11 Sep 2011, 8:54 pm
§ 49:3-56(g). 9. [read post]
23 May 2010, 8:31 pm
The central part of this act eliminates the Section 203(b)(3) exemption for registration for hedge fund managers (see Section 403). [read post]
16 Aug 2011, 5:17 pm
There is no exemption from registration for private fund managers. [read post]
7 Sep 2011, 7:41 pm
Previously, in the first installment of this series, I have written about the fact that even when a private fund manager may be exempt from SEC registration, it still may be subject to a registration requirement with its own home state. [read post]
7 Sep 2011, 7:41 pm
Previously, in the first installment of this series, I have written about the fact that even when a private fund manager may be exempt from SEC registration, it still may be subject to a registration requirement with its own home state. [read post]
11 Aug 2011, 2:32 pm
This post is the first in a series discussing the issues private fund managers face with state investment adviser registration requirements and how those requirements interact with federal law. [read post]
31 Aug 2011, 4:49 pm
Previously, in the first installment of this series, I have written about the fact that even when a private fund manager may be exempt from SEC registration, it still may be subject to a registration requirement with its own home state. [read post]
31 Aug 2021, 7:34 am
The private education lender registration nominally applies to (1) persons engaged in the business of making or extending private education loans, (2) holders of such loans, and (3) “creditors,” broadly defined as the person who makes or arranges a private education loan and to whom the loan is initially payable, or the assignee of a creditor’s right to payment. [read post]
29 Apr 2015, 9:46 am
A "private fund adviser" is defined as "an investment adviser who provides advice solely to one or more qualifying private funds, other than a private fund that qualifies for the section (3)(c)(1) investment company act exclusion. [read post]
27 Apr 2011, 7:29 pm
“3(c)(7) fund” means a private fund that is ex [read post]
29 Oct 2009, 8:33 am
I don’t think that the Private Fund Investment Advisers Registration Act is exception. [read post]
4 Sep 2011, 1:54 pm
Recently, I posted a summary of the status of state investment advisor registration requirements for private fund managers in the Midwest in wake of adoption of the Dodd-Frank Act. [read post]
15 Jul 2009, 6:07 pm
This registration requirement would apply to managers of all funds relying on the Section 3(c)(1) or Section 3(c)(7) which includes managers to private equity and venture capital funds. [read post]
16 Jul 2009, 6:03 am
The Act would better amending 203(b)(3) to exclude the new term “private fund” from the 15 client rule exemption. [read post]
18 Jun 2009, 9:51 pm
Text of New Hedge Fund Registration Bill Earlier we posted a press release about the Private Fund Transparency Act and that it would subject hedge fund managers to registration with the SEC. [read post]
